“Nuclear Tipping Point” - Ben Goddard (2010)

On January 4th, 2007, the Wall Street Journal featured a brief article by four formerly senior US military strategists that called for a global commitment to eradicate nuclear weapons. What made the article, “A World Free of Nuclear Weapons”, significant above and beyond the usual appeals for nuclear disarmament was the prominence of its four authors, who for decades had been at the very top of the US military strategy decision-making hierarchy:

• George Schultz (US Secretary of State, 1982-89)
• William Perry (US Secretary of Defense, 1993-97)
• Henry Kissinger (US National Security Advisor, 1969-74, US Secretary of State, 1973-77)
• Sam Nunn (US Senator, 1972-1997, Chairman of the US Senate Armed Services Committee, 1987-95)

Nuclear Tipping Point (2010) is a documentary film written and directed by Ben Goddard that elaborates on the issues raised in that WSJ article and discusses the specific proposals to eliminate nuclear weapons put forth by the four principals. Although I have some reservations about the film as it is presented, let me affirm at the outset that the overall issues raised here are so important that they demand immediate action and should be brought to everyone’s attention. While the common currency these days may be gloom about the effects of global warming, people seem to have lost sight of an even more grim vision that permeated the Cold War of the past few decades: the near-expectation of impending nuclear annihilation. Nuclear Tipping Point reminds us of that horrific possibility by bringing to attention a few dismaying facts about nuclear weapons that persist to this day.

• Nuclear Warheads. There are still tens of thousands (~22,000) of nuclear warheads today that are held by the nine current nuclear states (Russia, United States, France, China, United Kingdom, Israel, Pakistan, India, North Korea). While this is perhaps less than a third of the number of nuclear weapons, worldwide, at their peak in the 1980s, it is still enough to eradicate m0st of life on this planet.
• Launch on Warning and MAD. Because a nuclear-armed Intercontinental Ballistic Missile (ICBM) would take at most 30 minutes to reach its target, the US and Russia have implemented “launch on warning” tactics. This is based on the idea that a country under the threat of a nuclear strike has only minutes to launch its own nuclear counterattack before its own strike capabilities might be wiped out. The launch-on-warning strategy thus entails launching a massive retaliatory nuclear strike immediately on the warning of an enemy strike. Given such severe time constraints, there have always been unanswered questions concerning who in the command chain could authorize a massive nuclear counterstrike. Such consideration have led to the strategy of “Mutual Assured Destruction” (MAD), which posits that the only defense against a nuclear threat to is to guarantee mutual annihilation of the two adversaries. This would supposedly make a nuclear strike “unthinkable”. Frighteningly, the MAD nuclear strategy (in its various forms) has been the received doctrine and has presumably been operational over much of the Cold War.
• Mistakes Happen. The precarious standoff of MAD is dependent on mistakes not happening, but mistakes have happened in the past. Some of the principals in the film point out that false nuclear attacks were reported and that US B-52 bombers were sometimes mistakenly flown across the US with armed nuclear weapons. We don’t know how many of these potentially catastrophic mistakes have occurred, but Henry Kissinger reports that he knows of perhaps five, even under stringent US military fail-safe operations. There is no reason to assume that Russia and the other nuclear powers have not had similar close-calls.
• Terrorism and a Nuclear Black Market. Of course for MAD to function, the two adversaries must act in their rational, material self-interests. This can not be presumed in the case of terrorists willing to carry out suicidal missions. Furthermore the existence of routine, open shipping of enriched, reprocessed nuclear materials has led naturally to a nuclear black market. It has been difficult to police and throttle this nuclear underworld (think of A. Q. Khan’s clandestine network), which means that nuclear materials are increasingly available to terrorist organizations and rogue governments bent on acquiring nuclear weapons.

In the face of this threatening landscape, Schultz, Perry, Kissinger, and Nunn presented in their 2007 article an outline for what steps to take:

1. Changing the Cold War posture of deployed nuclear weapons to increase warning time and thereby reduce the danger of an accidental or unauthorized use of a nuclear weapon.
2. Continuing to reduce substantially the size of nuclear forces in all states that possess them.
3. Eliminating short-range nuclear weapons designed to be forward-deployed.
4. Initiating a bipartisan process with the Senate, including understandings to increase confidence and provide for periodic review, to achieve ratification of the Comprehensive Test Ban Treaty, taking advantage of recent technical advances and working to secure ratification by other key states.
5. Providing the highest possible standards of security for all stocks of weapons, weapons-usable plutonium, and highly enriched uranium everywhere in the world.
6. Getting control of the uranium enrichment process, combined with the guarantee that uranium for nuclear power reactors could be obtained at a reasonable price, first from the Nuclear Suppliers Group and then from the International Atomic Energy Agency (IAEA) or other controlled international reserves. It will also be necessary to deal with proliferation issues presented by spent fuel from reactors producing electricity.
7. Halting the production of fissile material for weapons globally, phasing out the use of highly enriched uranium in civil commerce, and removing weapons-usable uranium from research facilities around the world and rendering the materials safe.
8. Redoubling our efforts to resolve regional confrontations and conflicts that give rise to new nuclear powers. Achieving the goal of a world free of nuclear weapons will also require effective measures to impede or counter any nuclear-related conduct that is potentially threatening to the security of any state or peoples.

The last bullet item has since been edited and expanded as follows:

• Redoubling our efforts to resolve regional confrontations and conflicts that give rise to new nuclear powers.
• Ensuring that we have effective means to verify compliance with nuclear commitments and to counter nuclear-related conduct that is potentially threatening to the security for any state or peoples.
• Intensive work with leaders of the countries in possession of nuclear weapons to turn the goal of a world without nuclear weapons into a joint enterprise.

Further discussion of these goals, as well as associated activities in their pursuit, is provided at the group’s Web site, The Nuclear Security Project, and a free DVD of the film can be ordered from the film’s Web site.

Despite its worthy objectives, however, the Nuclear Tipping Point suffers from some limitations. One problem is the production, itself. Goddard’s film is mostly a sequence of talking heads – primarily Schultz, Perry, Kissinger, and Nunn, but also with some other figures, including an introduction from former Secretary of State and Chairman of the Joint Chiefs of Staff, Colin Powell. None of these are riveting speakers (three of them are octogenarians), and weaving their testimony together falls short of a compelling narrative. This interview material is interspersed with largely meaningless stock footage of weapons systems, or the smiling faces of cherubic foreign children, that appear to have little semantic import. Moreover the invocation of “tipping point” in the title may be trendy, but it is off target. Nowhere over the course of the film does the theme of a tipping point emerge. In fact the world has not just suddenly arrived at a critical tipping point that could tilt towards a nuclear disaster – on the contrary, we have been on the edge of disaster for more than fifty years. Also, the narration voiceover provided by Michael Douglas has an nervous, edgy, and insistent tone that wears on the viewer after awhile. It would have been better to have a more calm, authoritative narrative voice appropriate for the gravity of the situation. Thus on purely cinematic terms, the presentation Nuclear Tipping Point is pedestrian, and the documentary thesis is repititious and lacks any real narrative development.

Another area of concern is the collective perspective of the four principals. Although they ostensibly represent a politically bipartisan group (since Kissinger and Schultz were officials in Republican administrations, while Perry was an official in a Democratic administration and Nunn was a Democratic senator), they were all Cold War Warriors and on the hawkish side of the political spectrum. Both Schultz and Perry, for example, are Fellows of the Hoover Institution, a conservative thinktank associated with the Republican Party. All of them, as far as I can see, believed in the supposed effectiveness of Mutual Assured Destruction (MAD), even though that policy was a reckless and dangerous strategy that we have been lucky, so far, to survive. MAD was a theoretical game-theory notion that could not realistically be expected to operate flawlessly in the real world, where mistakes and irrational decision-making appear from time to time. Admittedly, the four principals agree that the current climate of suicidal terrorism renders MAD ineffective, but if these people at one time believed in MAD, can we trust them to make wise decisions now? After all, suicidal and apocalypse-inducing behaviour is not a recent invention, and taking account for it was necessary during the Cold War, too.

Furthermore, George Schultz repeats the old mantra that the Hiroshima and Nagasaki bombs effectively ended the War in the Pacific and ultimately saved lives. This I consider to be a falsehood, and I invite readers to consult Ward Wilson’s Rethinking Nuclear Weapons to read an emphatic debunking of that myth. Schultz (and presumably the others, too) is a man who still retains some belief in the efficacy of nuclear weapons. But in fact the possession of nuclear weapons is not an asset, but only a detriment to national safety, because such a condition only makes that country a target for a nuclear attack from other powers. And as a military instrument, the indiscriminate destructiveness of nuclear weapons is only effective for mass annihilation of human life and not for the dismantling of military targets. In my view the present nuclear arsenals around the world do not serve any useful purpose, other than for hopefully attracting some sort of misguided political prestige (again, consult Ward Wilson’s writings on this score).

An additional consideration is that Nuclear Tipping Point also seems to reflect general approval for the expansion of nuclear utility power generation, which is something that I believe is also problematical. The continued growth and deployment of nuclear power generation only worsens the problem of nuclear weapons proliferation and has four other associated difficulties:

1. Requires High Security. Nuclear power installations require significant security mechanisms and procedures in order to insulate them from sabotage. These procedures are not conducive to an open and free society.
2. Contributes to Industry Concentration. Nuclear power is based on a few, high technology installations generating power in a handful of locations, which reinforces industry concentration into the hands of a few players. It is better, other things being equal, to invest in technologies that are widely distributed and localized, an inherently more fail-safe approach that avoids the single-point-of-failure vulnerabilities of concentrated industries. Moreover such centralized foci of control are difficult to manage politically and generally contribute to highly uneven wealth distribution. In addition the deployment of nuclear energy installations entails dependency on remote control institutions for fuel reprocessing which may be subject to political vicissitudes outside local influence.
3. Not Economical. Nuclear power has never been shown to be economically competitive compared to other energy-producing technologies when all costs (such as indemnity and waste processing, which are often covered by governments) are considered. There is reason to believe that alternative technologies, such as coal conversion, sea current turbines, wind turbines, solar power, etc., will always remain economically preferable.
4. Safety.

• Nuclear power plants are complex and can suffer from catastrophic breakdowns. Should an accident occur, then the local population near a plant must suffer a disproportionately high level of damage and injury compared to the overall population.
• There are also still-disputed claims that low-level background radiation from nuclear power plants has adverse long-term health consequences. Once a heavy investment is made in nuclear technology, the pressure from existing economic stakeholders tends to dismiss negative reports on nuclear power safety.
• The problem of what to do with spent fuel has never been adequately addressed and has largely been underwritten by military programs that already must deal with this problem as an unavoidable necessity.

Thus my reservations about the fundamental message of Nuclear Tipping Point are not concerned with the basic opposition of the four principals to nuclear weapons, but whether they are opposed enough! It is a worry that the four principals accept that it may take at least a generation before we can achieve the goal of a world free from nuclear weapons. Is this time frame acceptable? Can we afford such a leisurely approach? I think not. In fact a better, more thoughtful proposal for the elimination of nuclear weapons is expressed in Toward True Security, published by the Union of Concerned Scientists (2008).

On the other hand, it is necessary to appreciate what has been accomplished by the initiative documented in Nuclear Tipping Point. The four principals – Schultz, Perry, Kissinger, and Nunn – even from their military-tactics-dominated perspective, have indeed issued a call for a world free of nuclear weapons. That in itself is a significant step, because it is so superior to the proposals from other right-wing commentators who have called for nuclear “damage limitation” – a dangerous proposition that attempts to maintain nuclear weapons as a military instrument (cf. The Union of Concerned Scientists’ document, “Debunking the Damage Limitation Strategy”, 2008). Schultz, Perry, Kissinger, and Nunn hopefully have the stature and prestige to sway the thinking of the military elite away from such errancy and make a real difference. Thus their voices, and this film, could ultimately make a powerful contribution towards a safer world, free from the threat of nuclear devastation. So go ahead; order a free copy of this film and discuss it with others.
★★½

Roberto Rossellini

About Roberto Rossellini:

• Aesthetics of Two Neorealist Films: Open City and Paisan

Films of Roberto Rossellini:

• The Flowers of Saint Francis (Francesco Guillare di Dio) - Roberto Rossellini (1950)
  

"The Flowers of Saint Francis - Roberto Rossellini (1950)

Roberto Rossellini’s The Flowers of Saint Francis (Francesco Guillare di Dio, translation: “Francesco, God’s Fool”, 1950) bewildered critics when it came out, since it appeared to be a strange amalgam of spirituality and realism. As a consequence the film was a critical and commercial failure, even though Rossellini later remarked that it remained his personal favourite. Rossellini had become an international star director when he effectively launched the Italian Neorealist movement with his postwar trilogy, Rome, Open City (Roma Città Aperta, 1945), Paisan (Paisà, 1946), and Germany Year Zero (Germania Anno Zero, 1948). But thereafter he was charged with having strayed from the Neorealist aesthetic, and The Flowers of Saint Francis was dismissed as an intellectually and aesthetically confused offering. Was slapstick the appropriate genre for such an enlightened spirit as Saint Francis? Of course, there were others, including eminent film directors, who embraced the film as a work of genius. For them, Rossellini’s film was not an exalted evocation of the other world, but instead uniquely grounded Saint Francis’s humanity in everyday human existence.

As usual with Rossellini, the acting was performed by nonprofessionals drawn from the social milieu of the story. In this case monks from the Nocere Inferiore Monastery played the roles of Francis and his friars. The script, co-written by Rossellini and Federico Fellini, was episodic in structure, which for Rossellini was a return to the narrative format of his greatest successes, Rome, Open City and Paisà. It covers nine episodes that have been drawn from the 14th century works, Little Flowers of St. Francis (I Fioretti Di San Francesco) and The Life of Brother Juniper (La Vita di Frate Ginepro) that compiled tales about Saint Francis and his followers that had been passed around in the years following his death. Although the nine episodes, or “chapters”, are all supposed to take place in the two years following the endorsement of his order in 1210 by Pope Innocent III, there are some anachronisms here. Since Francis had only taken up his spiritual vocation in 1209, the film begins at an early stage of the Franciscan movement, when Francis had only eleven followers.

1. Francis and his followers return in the rain to a humble hut they had just constructed, only to learn that the small shelter is now claimed by a peasant and his donkey. Rather than contest this usurpation, Francis urges his followers to relent and to rejoice that they have finally done something useful in God’s world. The friars then go on to construct a small chapel, Saint Mary of the Angels. Also in this episode, one of the friars, Brother Juniper, returns to the chapel half-naked, because he had given away his tunic to a beggar. Francis gently admonishes him for his naive generosity and instructs him to remain behind at their chapel thereafter to prepare meals for the other friars to eat when they return from preaching.
2. A simpleminded old peasant, Giovanni, comes to Francis and joins the brotherhood.
3. A nun from a nearby monastery and an ardent follower of Francis’s mission, Clare (Chiara Offreduccio, who would later found a monastic order for women and is now known as Saint Clare of Assisi), comes to visit Francis and joins the friars in a dinner.
4. Seeking to provide an ailing brother with his favourite pig’s foot stew, Brother Juniper goes out in the woods and thoughtlessly cuts off the foot of a wandering pig that he finds.
5. While praying one evening in the woods, Francis encounters a leper and is overcome with compassion. Despite the leper’s efforts to keep his distance, Francis embraces him.
6. Brother Juniper, seeking to free up time from his cooking duties so that he can join in the preaching, cooks the entire two-weeks worth of food that the group has in store. Again the tolerant Francis only smiles and grants Juniper the desired permission to preach.
7. Now preaching in the world, Brother Juniper runs across a rowdy warlord gang, whose leader suspects him of being an assassin and orders him to be executed. But Juniper’s meekness and humility dumbfounds his captor and moves the “tyrant” to release him and abandon military siege he had been conducting.
8. Francis and Brother Leon discuss what is perfect happiness, with Francis dismissing a number of suggested scenarios as not achieving the desired perfection. Then they seek alms in the name of Jesus at a residence and are rewarded with a sound beating by the owner, at which point Francis proclaims that this kind of suffering for God is exactly what constitutes perfect happiness.
9. Before sending the brothers separately out into the world to teach, Francis has them spin around until they are dizzy and fall to the ground. The individual directions they now face will be where God wants them to head out to preach.

There is little narrative progression in The Flowers of Saint Francis, and the nine episodes can collectively be considered to paint a psychological portrait of Francis and his nascent group. Each of the episodes seem to highlight the almost absurd gaiety of the Franciscans in the context of their miserable poverty. They are all presented as holy fools wallowing joyously in the mud. This sharply contrasts with typical films about religious figures, who are typically presented as (eventually) exalted souls that soar far above us ordinary sorts. Here in this film, Francis and the brothers are so ordinary, and their circumstances are so confined and squalid, that we find it hard to believe that this represents the origins of a holy order. And yet Rossellini’s neorealist aesthetics makes these figures come alive as real, believable people.

I have remarked on Rossellini’s neorealist aesthetics before, in “Aesthetics of Two Neorealist Films: Open City and Paisan”. There is an emphasis on direct, sometimes melodramatic action and, at the same time, the maintenance of a somewhat detached perspective on the part of the camera (the narrative’s “silent witness”) that generates a sense of newsreel immediacy. This is enhanced by the naturalness of his nonprofessional actors that evokes a realistic social milieu. It is an evocation of realism in our subjective consciousness, rather than a true representation of what actually happened. As an example, criticism of the film illustrates the distinctions concerning what is true “realism”: some critics complained that the friars in Rossellini’s film looked too comfortable and well-fed for what must have been emaciated 13th century religious mendicants living in extreme poverty. They complained that Rosellini’s friars were not realistic, despite the fact that Rossellini had engaged real Franciscan monks to play the roles. Rossellini, the humanist, was seeking realism in a different dimension than the purely physical and external.

Moreover, true realism of any sort seems to have been entirely abandoned in episode 7, which features the one professional actor in the film, Aldo Fabrizi, whose music-hall hamming as the “tyrant” Nicolaio, features bug-eyed histrionics that belong more in slapstick comedy. These comedic effects not only reduce our feelings about the authenticity of the scene, they also threaten to make the band of brothers appear ludicrous and undermine our overall appreciation of Saint Francis, himself. In particular, those parts of the film featuring Juniper (Ginepro) and Giovanni (episodes 2, 4, 6, & 7) focus on two disciples who seem not to have fully embraced a life of “Sufic” compassion towards others. Giovanni is innocent, but seems to be more of an imitator of outward behaviour, than someone who had fully digested the message of compassion. Juniper is both innocent and selfless, but his literal-minded adherence to Francis’s rules lacks real comprehension and is ultimately destructive. His hacking off of the pig’s foot (which some people apparently regard as funny) is a repugnant example of how mindless rule-following, without any deeper understanding, can be ruinous to one’s fellow beings. All we can say is that his actions remind us that there is no inherent virtue in innocence.

Nevertheless, the spiritual limitations of Juniper and Giovanni do not necessarily detract from our appreciation of Francis, but only remind us of the typical kinds of people who are often attracted to the spiritual path and which one is likely to encounter along the way. And this returns us to the key quality of this film – the ordinariness of the characters, their simple humanity that underlies many of Rossellini’s films.

There are a number of moments and images from this film that linger in the mind afterwards.

• Francis’s vivid and emphatic references to “Brother Fire” and “Sister Death”, which suggest his inner connection with all of reality, all experience.
• The picture of Brother Juniper’s sense of satisfaction as he holds up the pig’s foot that he has just amputated.
• The images of Francis and his brothers almost celebrating their physical wretchedness in the rain and mud, suggesting that their self-realization of their inner sturdiness brings them greater joy.
• Francis’s late-night encounter with the leper.
• Francis talks to a little bird that comes to his hand.
• The tentativeness associated with the meeting with Saint Clare.

It is an odd potpourri from Rossellini, but it is unique and definitely worthwhile seeing.
★★★

"The Enigma of Kaspar Hauser" - Werner Herzog (1974)

Werner Herzog’s The Enigma of Kaspar Hauser (Jeder Für Sich und Gott Gegen Alle, translation: "Every Man for Himself and God Against All”, 1974) chronicles the bizarre, but real, story of a teenage German boy whose brief life in the early part of the 19th century remains a subject of speculation to this day. Those familiar with writer-director Herzog’s often grim, expressionistic oeuvre are likely to assume that the weird circumstances presented in the film could only be the product of Herzog’s febrile imagination. But in fact the film follows the documented facts of a historical figure very closely. Nevertheless and despite the film’s conformity to the known account, it still falls very much within the scope of Herzog’s unique expressionistic vision.
 
First it is best to reprise what is known about the real Kaspar Hauser. According to Hauser’s own account, he spent the first sixteen years of his life chained up in a tiny dungeon with only a toy horse to play with and cut off from all human contact except for a man in a black overcoat who gave him food and taught him a few rudimentary things. Then in 1828 this man took Hauser out of his confinement, taught him to stand upright and walk, and then left him in a square in Nuremberg with a letter for him to hold in his hand. The letter stated that the boy had been born in 1812 and had been given by the “Court” into the care of the letter’s author, an impoverished father of ten children of his own, as an infant and that this man had kept the child in his quarters for the past sixteen years. It further stated that the boy would like to become a cavalryman. The boy was then taken into the care of the local jailer and began receiving some basic instruction. Later Hauser was given into the care of a schoolmaster, Friedrich Daumer, who spent time tutoring the boy and found that despite the boy’s extreme innocence and ignorance concerning things in the world, he had an aptitude for learning. In late 1829, however, Hauser was mysteriously attacked and wounded by an intruder in Daumer’s house. Hauser identified the assailant as the man who had brought him to Nuremberg. Nevertheless, Hauser’s education proceeded, and this ultimately attracted the attention of a British nobleman, Lord Stanhope, who took a philanthropic interest in furthering Hauser’s education. In 1833 Hauser received a fatal stab wound in his chest. When the police searched his quarters, they found a note in mirror writing that read [1]:

“Hauser will be able to tell you quite precisely how I look and from where I am. To save Hauser the effort, I want to tell you myself from where I come _ _ . I come from _ _ _ the Bavarian border _ _ On the river _ _ _ _ _ I even want to tell you the name: M. L. Ö.”

Nothing more was ever known about Hauser’s true origins or the identity of his assailant. Because of the strange circumstances surrounding Kaspar Hauser’s appearance and death, he attracted considerable public interest and has always been the subject of controversy. Some commentators speculated that he was somehow connected with a succession struggle in the House of Baden, a German noble family. Many others have accused Hauser of being a self-publicising fraud and habitual liar. These latter critics of Hauser claim that Hauser’s story of his entire upbringing taking place chained in a prison cell is not remotely credible and that noone could have survived very long under such conditions. These detractors even claim that Hauser even inflicted the publicized wounds on himself (the latter one, obviously, overdone) in order to further his notoriety.

Now a filmmaker interested in the “enigma” of Kaspar Hauser might explore the true origins and background of Hauser, or he might question and investigate the authenticity of Hauser’s curious account. Herzog does neither of these things. For him the enigma of Kaspar Hauser lies in an altogether different direction. For one thing, Herzog’s film shows none of the doubts about Hauser’s credibility and presents an image of complete sympathy for a man who struggles to understand the world and his place it. As such, the film metaphorically explores our own existential and unaccountable “thrownness” into a world beyond our understanding. A common theme in Herzog’s films is the profound alienation of the principle character from the world. This sense of alienation, indeed extreme isolation, reveals itself as a separation from the “humane”, rational world that perhaps only exists in our fantasies. This is what Hauser feels in The Enigma of Kaspar Hauser, when he emerges from his simple “cocoon” – he finds a world of astonishing complexity, filled with beings who seem distant, often savage (“they are like wolves”), and forever beyond his comprehension.

The film’s narrative structure has four basic sections that relate the course of Kaspar’s early background in the cellar dungeon, his initial assimilation into the community, his further educational development, and ultimately his downfall.

1. Kaspar’s Background
The first half hour of the film shows the extreme restrictions of Kaspar Hauser’s confinement in the cellar. He is chained to the floor, eats bread, and only has a small toy horse to manipulate. The man in the black cape arrives one day, and, while largely shielding himself from Kaspar’s gaze, rudely teaches Hauser to write his name and to walk upright. This man then deposits Hauser in a Nuremberg town square and tells him to wait there.

2 Kaspar’s Initial Assimilation into Nuremberg
The profoundly ignorant and almost mute Hauser is taken to the police for examination where he is adjudged to be relatively harmless. Hauser’s innocence is dramatized by an incident when his curiosity compels him to touch a candle flame; the resulting burn shocks him and brings tears to his eyes. In fact Hauser proves to be so gentle that the local jailer takes him into his home, and his children begin giving Hauser instruction about elementary things in the world. The jailer’s wife even lets Kaspar hold her newborn baby, which again brings the tender Kaspar to tears, as he bemoans the deeply felt separation that he feels from everyone and everything. There is also a scene in which some local hooligans antagonise Kaspar by first tormenting a rooster and then thrusting it upon Hauser in his cell. As I mentioned in my review of Herzog’s Even Dwarfs Started Small (1970),

“Herzog is known to despise and fear chickens, and they must represent something overwhelmingly repulsive to him. Their relentlessly spasmodic movements and their often fierce, mindless savagery conjure up a sense of meaningless animal brutality.”

So it is emblematic of Herzog’s attitude towards these quizzical creatures that he depicts the gentle Hauser, who is shown to relate easily and intimately to other animals, immediately shrinking back in horror when confronted with the rooster.

3 With the Schoolmaster, Mr. Daumer
In order to reduce the upkeep of Hauser in the city jail, the town officials have him earn some money by putting him on exhibition at a local freak show. There he is espied by the schoolmaster, Daumer, who decides to take Hauser home and supervise his further education. After two years Daumer observes that Hauser is a naive but surprisingly apt student who intuitively asks questions that are not easily answered by his more experienced guardians, accustomed as they are to accept things as they are without question.

• “Why can’t I play the piano like I can breathe?,” Hauser asks at one point.
• On another occasion he asks Daumer’s housekeeper, “What are women good for? Why are women only allowed to knit and cook?”
• When he is cross-examined by a logician, his intuitive logical reasoning is more pragmatically grounded than that of the academic.
• When he is given religious instruction by the local pastors, Hauser questions some of their basic tenets. He says he can’t understand how God could have created everything out of nothing.
• And during a lesson, Daumer tells Hauser that the movement of external, inanimate objects, such as apples, are subject to his own will. But when Hauser observes the chaotic motion of the thrown apple, he theorizes that the apple must move according to its own will. Thus rather than submitting to doctrinaire principles, Hauser is positing his own models based on the empirical evidence.

Most intriguingly, Hauser has a discussion with Daumer about the nature of space that crucially reveals how vast and terrifying is the new world to which he has been exposed. On this particular occasion Daumer shows him the large Nuremberg prison tower in which he was initially confined. This spurs Hauser to insist that his cell inside that vast tower was much bigger than the tower, itself:

“Wherever I look to the room – to the right, to the left, frontwards, backwards – there is only room. But when I look at the tower and turn around, the tower is gone! So the room is bigger than the tower!”

This reminds us that while we viewers would envision his early confinement as terribly constrained and claustrophobic, to Hauser that small room was existentially the entire universe – nothing was beyond that cell. So the cell was vast, a complete world all by itself. Now, out of his confinement the world of the same "size", but different -- it is now infinitely more complicated and animated with hostile forces.

4 Hauser’s Visions and Demise
While the film up to this point has depicted Hauser’s progressively successful accommodation to our rationalized world, the final act suggests the deep mysteries that still remain, perhaps not only to Hauser but to all of us, as well. The effete Lord Stanhope comes and offers his patronage to Hauser, but the stylized manners of him and his entourage are overwhelming to Hauser. Ultimately the count concludes that Hauser is uncivilized and departs without him. Then Hauser experiences the first attack by the man in the black cape. While recovering from this injury, Hauser recounts a mysterious dream he has had of a mass of people all trying to climb a steep mountain in murky fog. At the top of the mountain, awaiting them, in this dream was Death. Later Hauser is attacked again, this time fatally. On his deathbed he relates a story fragment this is also dreamlike – it tells of a wandering tribe lost in the Sahara Desert who are guided by a blind Berber to a “city in the North”.

The overall strength of Herzog’s film narrative is significantly enhanced by the performance of “Bruno S.” (Bruno Schleinstein) in the role of Kasper Hauser. It was an ingenious move of Herzog to insert Schleinstein, a street musician with no previous acting experience and who had spent much of his early life in and out of mental institutions. Indeed, Schleinstein’s every encounter in the film seems intuitively authentic and entirely original. Though Schleinstein was forty-one years old at the time and thus far older than the teenage Hauser he was supposed to depict, that age difference is not fatal to the telling, and his performance is magnetic. It was the success of his performance here that inspired Herzog to craft the screenplay for Stroszek (1977) expressly for Schleinstein. Commenting on Schleinstein recently at the time of his death, Herzog remarked that “. . .with all the great actors with whom I have worked, he was the best.” [2].

Hauser’s two “dream” stories towards the end of The Enigma of Kaspar Hauser convey the suggestion that all mankind is lost in a wilderness and is wandering towards an indeterminate destination and fate. We seem to be searching for something, but for what? The mysteries behind this search were what Hauser sought to understand, but he received little assistance or support from his supposedly more enlightened contemporaries. The routine explanations, procedures, and “reports filed” in our conventional society (as epitomized by the town secretary in the film) fail to address these ultimate questions in any meaningful way. In the end Hauser was destroyed without provocation by an unfathomable foe. Why? Why are we all created with the capacity to ask these existential questions and then doomed to die without answers? That is the real enigma of Kaspar Hauser.
★★★½

Notes:

1. http://en.wikipedia.org/wiki/The_Enigma_of_Kaspar_Hauser
2. http://en.wikipedia.org/wiki/Bruno_S.

“The Constant Gardener” - Fernando Meirelles (2005)

The Constant Gardener (2005), one of the best films of the past decade, has had numerous admirers, but because of its many themes, it has been viewed, and criticized, from a number of different angles. Based on John Le Carre’s 2001 novel of the same name, the film can be variously experienced as primarily a mystery/thriller, an expose of the pharmaceutical industry, an expose of Western statecraft’s subservience to globalized capitalism, or a love story, depending on one’s predilections. In fact the task of taking Le Carre’s typically intricate novel of 550-plus pages and somehow fashioning an entertaining, not to mention comprehensible, two-hour movie out of the material must have been daunting. But I would say Brazilian director Fernando Meirelles was definitely up to the task, and he made superb choices to create something special – a gripping cinematic story that has a reflective philosophical motif at its core. Meirelles had already attracted international intention with his spectacular previous outing, The City of God (2002), which was a startling, visceral drama about crime in the Rio de Janeiro suburban slums. With The Constant Gardener, his first English language film, he displayed further mastery and an impressive new expressive dimension.

Yes, The Constant Gardener could be said to be about corruption, intrigue, capitalism, and love, but this is not just a random collection of themes – there is something in this film that ties all these seemingly disparate things together in terms of a larger theme. I will try to explain.

The protagonist, Justin Quayle, is a mid-level British diplomat stationed in Kenya, whose modest, civilized character is symbolized by his avocation of gardening. He is a gentleman in every way, and he lives well within the boundaries of his (and our) culture, as it has been defined to all of us in our upbringing. This is a society governed by the rule of law, human rights, freedom of expression, and equal opportunity. But, curiously, our culture predominantly characterizes these things in selfish terms. It is said, especially by libertarians, that it is in our enlightened self-interests to obey the laws and to support freedom-of-action and human rights as much as possible. This general credo of “do unto others as you would have them do unto you” is promoted, because there is a payoff promised to us if we follow it. We, individually, will all be happier, we are assured, if everyone conforms to these norms. Society sets up various punishments if we don’t follow the norms, and to ensure even more faithful adherence, our religions promise us that God is watching us at all times and will reward us in the afterlife if we live virtuously. Of course, selfish pleasure-seekers might not see the big picture, so the need to be constrained, but we educated ones (who are presumably enlightened and see the bit picture) will follow the rules, because they are in our long-term selfish interests.

This ethos of enlightened self interest is extended into our capitalistic economic sphere to the notion of a corporation. Corporations are legally identified as “individuals” that are expected to operate according to their enlightened self interests (i.e. the interests of their share-holders). According to this scheme, we humans have evolved from the savage beasts, which our forebears once were, by learning that cooperation gives us a competitive advantage: cooperation and rule-following is in our selfish interests, because it gives us a competitive advantage. This selfish-competitive mantra barely needs repeating today and has become second nature to us. Nevertheless, despite this conventional notion of (hopefully enlightened) self-interested behavior, we intuitive know that there is something missing from this cultural picture: empathy. And it is empathy that is ultimately the overriding theme of The Constant Gardener.

The concept of empathy, though, has often been dismissed by the academic community. Logical positivists, behaviorists, and other scientific reductionists dismiss conventional notions of the mind, such as beliefs and desires, as merely examples of “folk psychology”. To them these ideas are part o f loose talk that may be satisfactory fir casual conversation, but they are held to be unscientific and must ultimately be superceded by a more neurophysiological-based scientific characterization, just as the notion of magnetic poles was superceded by Maxwell’s more accurate model of electromagnetism. And even most of those other scholars who do regard “folk psychology” as a useful descriptive framework don’t have much use for the notion of empathy – they are satisfied that all human decision-making can be understood on the basis of the mental notions of beliefs and desires.

Nevertheless, empathy is a real and primordial mental faculty, even if we don’t yet fully understand it. Whenever we exchange eye-to-eye contact with another person, or even another mammal, there is a mutual awareness of another sentient being that is being observed. This evokes the glimmerings of empathy. Neurophysiological evidence from brain imaging reveals that mostly the same areas of the brain are activated both when we feel pain and when we observe another animal subjected to pain. That similar response of sharing pain with the other is empathy. As a consequence of these studies and also the re-emergence of phenomenology, the notion of empathy has attracted renewed attention from philosophers [1,2] and biologists [3,4,5] as a fundamental category of human interaction. De Walls even points to an innate “inequity aversion” in animals:

“A dog will repeatedly perform a trick without rewards, but refuse as soon as another dog gets pieces of sausage for the same trick. Recently, Sarah reported an unexpected twist to the inequity issue, however. While testing pairs of chimps, she found that also the one who gets the better deal occasionally refuses. It is as if they are satisfied only if both get the same. We seem to be getting close to a sense of fairness.” [3]

But despite these studies and our own intuitive convictions that empathy is real, there is still a problem – empathy is not really wired into our conventional social culture. That culture is still based almost exclusively on self-interests. Corporations and government organizations are instructed to evaluate the world on the basis of their own selfish interests, and moral behaviour is assumed to only arise on the basis of those long-term interests.

In The Constant Gardener, the protagonist, Justin Quayle meets and falls in love with a beautiful young woman who is very much attuned to her own empathic feelings towards her fellow beings. The principal narrative theme concerns how Justin eventually understands and shares that empathic passion with her.

The plot of the film can be divided into roughly four sections or acts, each of which represents a successive stage in Justin’s journey towards enlightenment and commitment. The focalization of the film is almost entirely limited to Justin, but there are a few scenes just outside Justin’s scope and which are mostly centered around Justin’s boss in Kenya, Sandy Woodrow.

1. Justin and Tessa.
The opening scene shows Justin kissing his wife, Tessa, good-bye at the Nairobi airport, just prior to her departure with a companion, Dr. Arnold Bluhm, to the northern Kenyan city of Lokichogio. The next shots reveal that she has been murdered somewhere on the road, and Justin must go to the morgue to identify her body. The rest of this act is devoted to flashbacks about how Justin came to meet and fall in love with Tessa. She was a political science student and liberal activist who attended a guest lecture given by Justin. Their romance was rapid, as the self-confident Tessa readily welcomed Justin’s shy advances. Soon it was she who proposed that he marry her and take her back with him to his diplomatic assignment in Africa. Once there she soon partners with a black African doctor, Arnold Bluhm, in connection with her passion to improve the health and welfare of poverty-stricken natives. The close association of Bluhm with the liberal Tessa makes Justin feel uneasy, and he fears that the two may be intimate. In connection with Tessa’s work with Bluhm, she learned that a large, international drug corporation, KVH, was compelling poor natives seeking AIDS treatment to undergo testing of Dypraxa, an unproven tuberculosis (TB) drug with known, sometimes fatal, side effects. KVH and their local heatlhcare partners administering the tests, ThreeBees Corp., were covering up the deaths caused by the Dypraxa tests.

2. The Conspiracy Revealed.
We return the “present”, with Justin and his boss, British High Commissioner (i.e. Ambassador) Sandy Woodrow in the morgue. Because Arnold Bluhm is missing, it is assumed by the government that he was Tessa’s lover and brutal murderer. The grief-stricken Justin wants to know more about these murky circumstances and why their home was ransacked after her death, so he begins to investigate. Justin learns that Tessa had sent a report, via Sandy Woodrow, to Sir Bernard Pelligrin, head of the Africa desk of the British Foreign Service, revealing the conspiracy of KVH and ThreeBees and accusing them of blatant illegalities and wrongful deaths. Tessa had subsequently learned that her letter was suppressed by Pelligrin, and she had then conspired to get hold of Pelligrin’s abusive and self-incriminating letter dismissing her revelations. Justin now knows that the British government was in on the conspiracy in order to assist its corporate allies.

3. Justin on the Trail.

Justin is now determined to follow up on Tessa’s investigation. He returns to England, where his passport is confiscated, and he realizes that he is now seen as an enemy of the British Foreign Service. He acquires a fake passport so that he can continue his clandestine consultations with some of Tessa’s fellow social activists in Europe. And despite beatings and death threats from paid thugs, the mild-mannered diplomat’s resolve is firm. He learns about Tessa’s acquisition of Pelligrin’s self-damning letter, and also he learns both that Bluhm was not really Tessa’s secret lover, but only an innocent victim, and that Tessa’s ill-fated trip to Lokichogio was connected with her efforts to meet a developer of Dypraxa, Dr. Lorbeer. His sights are now set on finding Lorbeer back in Africa.

4. The End of the Road.
Returning to Africa, Justin accumulates more crucial evidence about the conspiracy, but learns from the cynical but sympathetic head of MI5 in Kenya, Tim Donohue, that the British government has taken a contract out on his life, just as it had done with Bluhm and Tessa. Justin doggedly goes ahead manages to track down the eccentric Lorbeer in Sudan, acquire from him the damning letter from Pelligrin, and get it dispatched back to allies in England where it can be revealed to the public. But he knows he cannot escape his tragic fate.

Throughout The Constant Gardener Justin’s sense of empathy expands towards the wider circles encompassed by Tessa’s. In Act 1, he is a sensitive, caring man in love, but his concern is primarily with Tessa. Right after her miscarriage in Kenya, Tessa beseeches Justin to give ride in their car to a poor African boy who must walk back to his village forty kilometers away. Justin denies her request, saying that they cannot attend to all the poor people in Africa and that her health must come first. But she protests, to no avail, that this is one person who needs help and that they can help. This exemplified her existential engagement of sympathy, something that could take precedence over more practical considerations in some situations. Towards the end, in Act 4, Justin has adopted Tessa’s perspective. While trying to escape a murderous attack by brigands on the Sudanese village he is visiting, Justin asks the pilot to take onboard a poor black girl who had been working with Lorbeer. This time the roles are reversed, and the pilot repeats Justin’s earlier practical, rule-based argument, denying Justin’s empathic appeal. In response to “we can’t save everybody”, Justin (echoing Tessa) says, “yes, bu we can save this person!". In both situations the empathy-denying responses seemed reasonable, but they reflect the fact that our organizations seem to have no place for empathy.

There are four significant characters in the film who show a certain degree of sympathy for Justin’ situation, but they all fall short of true empathy.

1. Sir Bernard Pelligrin expresses sympathy in Act 2 to Justin for the death of Tessa, but, of course, he is lying and was a direct cause of her death. His utter hypocrisy puts him at the lowest level.
2. Sir Kenneth Curtiss, the CEO of ThreeBees, helps Justin in Act 4 by supplying him evidence of ThreeBees own culpability. But this is merely an act of revenge, since he knows that he is about to get dumped in the corporate world, and he wants to take others down with him. His vengeful action is not the empathy we seek.
3. Sandy Woodrow weeps at the death of Tessa and appears to show sympathy. But we later learn that he is a weak and self-seeking individual and that his feelings for Tessa were entirely selfish.
4. The spymaster Tim Donohue sympathizes with Justin, because he, too, is doomed, in his case with a terminal illness. But his empathic action does not extend to all his fellow creatures, as it does with Tessa, and later Justin, but is merely directed to a similarly powerless individual.

All of the men above were operating inside systems and organizations for which empathy has no reward and no place. And perhaps it says something about our culture that the two worst scoundrels in the story had been bestowed with the honor of knighthood. Although some of these men were dimly aware of these shortcomings, they were all submissive to the status quo of selfishness. Only Tessa heroically rebelled against that situation, and so, too, in the end, did Justin.

The mise-en-scene of Meirelles in The Constant Gardener is fascinating in the way it skillfully maintains a feeling of anxiety via its impressionistic renderings. We, the viewers, are like Justin and stand outside of the major, critical happenings. The murders of Tessa and Arnold Bluhm are not even shown; we are only given the information after the fact. Similarly, Tessa’s miscarriage in the hospital and her visit to Dr. Lorbeer are not shown directly. Everything is seen from the narrative perspective of Justin, who is trying to catch up with a series of machinations that are outside of his control. There is considerable camera movement, along with a stream of perspectival compositions, that sustain this anxious, impressionistic mood, all the while maintaining a smooth visual continuity and dynamic flow. At the same time Meirelles also gives the viewer impressionistic shots of winsome, joyful black children in the villages that evoke unconscious empathy on the part of the viewer. One can't help but recognize that they are our brothers and sisters who deserve a better deal.

The acting is uniformly good, especially, that of Ralph Fiennes, whose introspective portrayal of Justin is reminiscent of his performance in The English Patient (1996). Rachel Weisz (Tessa) and Danny Huston (Sandy) also stand out.

As for the subject matter, what could be a more appropriate industry on which to focus this issue of empathy than the healthcare industry? Healthcare should be founded on empathy, but the corporate practices are everywhere governed by selfish profit. In a review of Le Carre’s novel that is sympathetic to the profit-driven pharmaceutical industry, the author remarks [6]

“The author also touches on real-life social concerns, such as the possible coercion of needy patients, the solicitation of favorable reports and testimonials by opinion leaders, and the ghostwriting of such testimonials by sponsoring pharmaceuticals firms themselves. The reader is also exposed to some of the realities of biomedical publishing, such as the difficulty of communicating negative data in premier medical journals, the potential for censorship of unpopular data by biased peer reviewers, and the use of confidentiality agreements that can prevent company employees and their associates from communicating research findings.”
. . .
“However, the practices attributed to KVH do not appear to be out of line with real-life pharmaceutical R&D activities. KVH met or exceeded the regulatory requirements for clinical safety and efficacy necessary to achieve market approval in three countries. It is not uncommon to adjust clinical protocols, as the fictional company appears to do, when adverse events are observed, in order to ensure safety. Similarly, pharma companies often seek the endorsement of key opinion leaders, as does KVH, as a way of encouraging the medical community to use a new drug. Finally, confidentiality agreements are standard practice in the pharmaceutical industry; they are designed to protect the huge financial investment that underlies drug development and to control disclosure of data about drugs that are still under development.”

So the practices described in the film (presumably accurately following Le Carre’s text) are apparently standard with the pharmaceutical industry, and these are exclusively driven by the selfish interests of profit. Maybe we need something a little different for the healthcare field. In fact, maybe we need to consider how corporations, in general, could be restructured for the better, in order to go beyond their present selfish orthodoxy. This is the subject of the recent book by Dev Patnaik, Wired to Care, which argues that the corporations today lack empathy and that for them to be more effectively service-oriented, they will need to establish a more widely held sense of empathy for their customers.

At the end of the film while awaiting his grim fate, Justin soliloquizes aloud to his departed Tessa, "I know your secret now". That secret was Tessa's feeling of engaged compassion towards the entire world. Justin had moved in the film from the withdrawn world of the gardener, to the passionate embrace of his beloved, and on to that level of comprehensive compassionate engagement. We need to do that in a more inclusive fashion and think about empathy in a wider, social context. Perhaps The Constant Gardener may be a little bit helpful in getting us to think and feel along these lines.
★★★★

Notes:

1. Karsten Stueber, "Empathy", Stanford Encyclopedia of Philosophy, 2008, http://plato.stanford.edu/entries/empathy/.
2. Karsten R. Stueber, Rediscovering Empathy: Agency, Folk Psychology, and the HumanSciences, The MIT Press, 2005.
3. Frans de Waal , The Age of Empathy: Nature's Lessons for a Kinder Society, Three Rivers P:ress, 2010.
4. Frans de Waal, “Morals without God”, New York Times, 17 October 2010, (http://opinionator.blogs.nytimes.com/2010/10/17/morals-without-god/?ref=afternoonupdate&nl=afternoonupdate&emc=auab1).
5. Frans de Waal, “Fair Play: Monkeys Share Our Sense of Injustice”, New Scientist, 11 November 2009.(http://www.emory.edu/LIVING_LINKS/empathy/Reviewfiles/fairplay_NS.html).
6. Rebecca Anderson, “The Drug that Came in From the Cold”, Molecular Interventions, American Society for Pharmacology and Experimental Therapeutics, 2004, (http://molinterv.aspetjournals.org/content/4/1/60.full).